MTradecraft

MTradecraft
Sign in Subscribe
Menu

The New SEC Regulation S-P Amendments: What Every RIA Needs to Know

Comments 0
{:like=>"Like", :liked=>"Liked", :likes_html=>{:one=>"1 <span class='like-text'>like</span>", :other=>"%{count} <span class='like-text'>likes</span>"}, :index=>{:more_likes=>{:one=>"And one more", :other=>"And %{count} more"}}} 0

Effective Date: August 2, 2024

Compliance Deadline for Smaller Firms: June 2026

Regulation Applies To: SEC-registered Investment Advisers, Broker-Dealers, Investment Companies, and Transfer Agents

The Full SEC…

Become a member today and continue reading

  • Monthly Subscription

    $100.00 USD

    monthly

  • Yearly Subscription

    $1,000.00 USD

    yearly